The Changing World of Regulatory Compliance

With the many new regulatory initiatives taking effect around the world, including Basel II, Sarbanes-Oxley, MiFID and others, there has never been as much focus on regulatory compliance in the financial services arena as there is today.

The fall out from the recent turbulence in the financial markets means that this will continue well into the future. From an organisation’s perspective this means ongoing change and increasing (and often overlapping) regulatory requirements which will require further investment.

All this can pose tricky questions for CFOs, CCOs and CROs. Right now you may be asking yourself:

• How can I be sure that we have understood what is required by the changing regulations?
• How can I be sure what is “best practice”?
• What are the regulators expecting?
• How can I be confident that we have put in place the right structures and initiatives to deliver on time and ensure we realise the full business benefits?
• Who can I talk to who will give me independent expert advice on how to do this?
• Who can bring me the benefit of their experience in the regulatory environment to make sure that we are preparing documents like our ICAAP in the most beneficial and cost effective way?”

Sound Familiar?

If any of this sound familiar then take the time to discuss with Quadrant how our In Flight Review for Regulatory Compliance Programmes can help provide you with a rapid assessment and incisive recommendations on how to move forward. In the first instance email inflight@qrmi-group.com.